Compliance Officer – Financial Crime

DSR Global

  • Full Time

Prestigious International Bank based in London, are looking to recruit an Assistant Manager – Compliance Financial Crime to join their expanding Compliance Team.

This role is initially a FTC with the view to be made perm after.

This candidate MUST HAVE previous/current Banking experience in the UK.

  • Assist the Head of Compliance/MLRO and / or their Deputy (DMLRO) in ensuring that London operates in accordance with all legal and regulatory requirements related to regulatory and Financial Crime (FC) Compliance
  • Oversight of the Quality Assurance framework (Financial Crime) .
  • Becoming an SME within this area of specialty assisting the Compliance and Business teams to maintain the framework to a high standard.
  • Ensuring that payment flows and Requests For Information (RFI’s from the business units) are monitored and analysed so that responses are provided in a timely fashion and are proactive in our assessment of payment flows so that we are aware of issues before they become apparent to our clearers.
  • Assist with the Financial Crime framework by executing reviews independently.
  • Completing reports and providing MI that is reported into the UK
  • Assist in drafting, editing, enhancing existing and new policies and procedures.
  • Assist in executing Financial Crime Thematic reviews (within the Private Banking and Corporate and Institutional Banking business teams).
  • Assist and provide cover for all regulatory reporting and internal reporting to Head Office. Providing input for Financial Crime submissions to LCC, BRC, FCA and PRA
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