Financial Crime Advisory Manager

Morgan McKinley

  • Full Time

To maintain an effective Financial Crime function for the firm

in particular to:

 Act as a Subject Matter Expert on AML, CTF, PEPs and Sanctions

for the Business, MLRO and other relevant stakeholders (e.g.

Internal/External Audit.

 Provide timely advice to the business on high risk client

onboarding/review referrals, such as, PEPs and higher risk clients

and third parties subject to Enhanced Due Diligence requirements.

 Timely investigate any referrals to Financial Crime by the business in

relations to potential suspicious activity, higher risk payments and

sanction true matches.

 Management and maintenance of the AML, CTF and Sanction

policies, as well as all relevant PEP procedures, and provide

guidance to the business and all other relevant stakeholders on the

application of such policies and procedures in order to minimise the

Firm’s Financial Crime risk.

 Management and maintenance of all relevant training programs from

an AML, CTF, PEP and Sanctions perspective in order to adequately

meet the training needs of the Business and other relevant


 Keep track of regulatory and legislative developments, as well as

best practices relating to AML, CTF, PEPs and Sanctions and

suggest/embed any necessary enhancements into the Firm’s

financial crime framework.

 Review and approve all relevant financial crime risk assessments

from an AML, CTF, PEP and Sanctions perspective in conjunction

with other relevant stakeholders (i.e. Assurance).

 Provide guidance in relation to all relevant PEP and Sanction tools to

ensure compliance with all necessary screening requirements and

propose/embed any potential enhancements to the monitoring

frameworks, in conjunction with other relevant stakeholders (i.e.


 Develop and maintain effective relationships throughout the Firm on

behalf of the Financial Crime team.

 Assist in the continued development of the Financial Crime

framework and help determine the strategic direction of the team.

 Ensure that reasonable requests for information from regulators and

Law Enforcement Agencies are executed e.g. FCA requests for

information, thematic review participations, Court / Production

Orders, Asset Freeze orders.

 Transaction Monitoring, including for pilot/new products.

 Proactively investigate any external Financial Crime related events to

ascertain any potential impact on IBP.

 Manage the Sensitive High Risk and Enhanced Monitoring client

data set, including required reviews and reporting.

 Manage the Clients of Interest process across the Group.

 Ad hoc involvement and contribution into Financial Crime work

streams / projects within the Group.

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