KYC Analyst

ubs

United States – New Jersey, United States – Tennessee

Business management, administration and support

Global Wealth Management

Job Reference #

292607BR

City

Nashville, Weehawken

Job Type

Full Time

Your role

Are you a strong communicator with a KYC/ AML/ Compliance or Legal background? Do you have an interest in ensuring the firm and its employees conduct business in accordance with federal and state laws and rules and regulations?

We're looking for someone like this who can:

• be accountable for executing the Know Your Customer (KYC) activities, ad-hoc regulatory requirement reports, and remediation's of the branch. This includes delivering the Compliance program for anti-money laundering, anti-bribery, sanctions, Cross Border, Fiscal Compliance and related disciplines

• identify key risks in the current client lifecycle management process and recommend strategies to for future state design to mitigate AML risks while operationalizing efficiency levers and reduce account opening lead times

• conduct initial analysis of new account EDD packages

• maintain subject matter expertise of applicable anti-money laundering laws and regulations and support Front Office by providing guidance on KYC compliance requirements

• ensure client vetting data and document processing comply with regulations, guidelines, standards and UBS policies for all new accounts

• obtain and review required EDD documentation in accordance with CUSO policy and procedures

• complete Final Due Diligence Checklist and negative news searches

• conduct initial review of Periodic KYC Reviews

• process client lifecycle related reports

Your team

Middle Office Team in Wealth Management Americas (WMA)

Your expertise

• 4 year college degree or international equivalent required; Advanced degree a plus

• ideally 2 or more years of AML/Compliance, Risk Management and/or Legal Background is preferred

• consulting background in AML is a plus

• excellent written and verbal communication skills

• ability to interact and work closely with business stakeholders at all levels of seniority

• strong understanding of AML/ OFAC regulations

• strong understanding of commercial banking and broker dealer products and services

• possess strong analytical thinking and critical reasoning skills

• ability to work effectively in a team environment

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

How we hire

We may request you to complete one or more assessments during the application process. Learn more

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Business Solutions SA

UBS Recruiting

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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