Senior Compliance Manager – Regulatory Compliance


Who we are

At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market. Trusted by more than 50 million users in over 180 countries globally, OKX empowers every individual to explore the world of Web3. With our extensive range of products and services, and unwavering commitment to innovation, OKX envisions a world of financial access backed by blockchain and the power of decentralized finance.

We are innovative in the way we think, work, and in the products we create. We are also socially responsible by actively participating and encouraging employees to take part in various public welfare activities. With more than 4,000 employees around the world, we believe embracing diversity and inclusion will spark the creation of long-term value for the industry. Come and build the future with us now!

The Opportunity:
OKX is seeking a Senior Compliance Manager, Regulatory Compliance to join the Australia Compliance team based in Sydney. In this newly created role, you will be focused on improving OKX’s compliance framework and ensuring that our company is meeting its AFS license and compliance obligations.

What you will be doing:

  • Maintain our AFS license, including managing regulatory reporting and filings.
  • Implement practices and controls to meet AFS license and compliance obligations.
  • Lead the implementation and monitoring of the compliance plan.
  • Develop and maintain compliance policies and procedures, reports and metrics.
  • Develop and deliver regulatory and compliance training based on training needs assessment and areas of potential regulatory risks.
  • Contribute to the continuous improvement of the compliance program and plan, identifying opportunities to enhance efficiency and effectiveness.
  • Liaise and partner with our global compliance functions and ensure alignment with our Group Compliance programs.

What we are looking for in you:

  • Bachelor’s degree in Business, Finance, Law, or a related field.
  • Minimum 8 years experience in a regulatory compliance advisory role within financial services.
  • Sound knowledge of AFS licensing requirements and compliance obligations, Australian financial services regulations and industry standards.
  • Team player and cultural change agent, with strong collaboration, influencing and project management skills.
  • Strong technical knowledge of, and demonstrated experience in developing and implementing compliance programs, plans, policies and controls.
  • Excellent written and verbal communication skills, with the ability to effectively communicate complex regulatory concepts to stakeholders.
  • Interest in crypto and/or blockchain technology.
 OKX is an equal employment opportunity employer, and encourages all people from all diverse backgrounds to apply.
Job Overview

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