Position Summary:
Make sure to read the full description below, and please apply immediately if you are confident you meet all the requirements.
Working with their manager to ensure the firm identifies and satisfies its anti-money laundering (‘AML’), anti-
terrorist financing (‘ATF’), anti-bribery and corruption (‘ABAC’) regulatory and compliance obligations in
Europe and the Asia-Pacific region – with a specific mandate for the UK, though, working seamlessly as part
of a regional team, ensure consistent AML, ATF & ABAC standards across Europe and the Asia-Pacific region.
Key responsibilities are:
Providing AML, ATF, ABAC advice on business initiatives;
Participating in global and/or UK GAML initiatives;
Participating in global and/or UK drafting and issuing of GAML policies and procedures;
Participating in global and/or GAML training;
Track and review of AML, ATF, ABAC regulatory change & assist with implementation;
Perform AML, ATF, ABAC risk assessments;
Perform the AML, ATF, ABAC monitoring;
Perform Gifts and Entertainment pre-approval & monitoring process;
Provision of AML, ATF, ABAC reporting to Head Office;
Approval of high risk customers for the region; and
Perform Quality Assurance on automated transaction monitoring reviews undertaken by the Head
Office.
Duties and Accountabilities:
Main duties will include but are not restricted to:
Provision of AML, ATF, ABAC regulatory advice to the business on both ad hoc queries and formal
change management requests. This role entails having a solid appreciation of AML, ATF, ABAC
regulatory risks;
Oversee the review of AML, ATF, ABAC regulatory developments with actions logged and tracked.;
Identifying and execution of a GAML training programme, to include new hires and annual refresher
training, but also other formal and informal training on topical matters, influenced by, for example,
AML, ATF, ABAC regulatory change and relevant internal assessments.;
Provision of GAML input to key projects/initiatives;
Close liaison with the GAML Teams across the firm and
Perform sundry duties, projects and such other responsibilities as assigned by the manager.
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