Regulatory Compliance

Michael Page (UK)

  • Full Time

Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Lead and manage the compliance team, ensuring adherence to regulatory requirements. Develop and implement compliance policies and procedures. Maintain up-to-date knowledge of regulatory changes and developments within the financial services industry. Ensure effective communication of compliance issues and requirements across all levels of the organisation. Provide strategic advice and guidance on compliance matters. Handle regulatory reporting and liaise with regulatory bodies. Conduct compliance risk assessments and audits. The successful Head of Compliance & MLRO (SMF 16/17) should have: Extensive knowledge of financial regulations and compliance. The ability to develop and implement compliance policies and procedures. The chance to join a leading global financial services company. The possibility for career growth and development in banking and financial services. We encourage all qualified candidates to apply for this exciting role as Head of Compliance & MLRO (SMF 16/17). 04130921Registered Office: 200 Dashwood Lang Road, Bourne Business Park, Addlestone, Surrey, KT15 2NX #

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